{ "node": "de-cm-kg", "door": "https://mcp.de-cm-kg.ai", "market": "de", "jurisdiction_namespace": "de-eco-10060", "chapter": "de.chapter.v18", "source": "Book of Markets mirror (allooloocmkgapex/book), read at request time", "kind": "book-section", "family": "ECO", "version": "de.eco.v3", "supersedes": "de.eco.v2", "book_path": "de/sections/de.eco.v3.json", "book_sha256": "sha256:be4865ccb1f9086d3dc27145435138127ea63c212a5ccf73255106ce5d869601", "section": { "section_id": "book:de:eco", "family": "ECO", "schema": "SM-ECO-10060 canonical text v1.0 (2026-10-30) · chapter schema v0.1 (unratified) · Appendix A", "schema_version": "0.1", "version": "de.eco.v3", "supersedes": "de.eco.v2", "market": "de", "node": "de-cm-kg", "produced_at": "2026-10-31T02:00:50Z", "observed": { "earliest_read": "2026-10-23", "latest_read": "2026-10-31T02:00:44Z" }, "fields": [ { "name": "jurisdiction_scope", "value": { "territory": "Germany (Inland)", "governing_law": "Wertpapierhandelsgesetz (WpHG)", "cross_border_applicability": "Abschnitt 11 (Verhaltens-, Organisations-, Transparenzpflichten) and §§ 54 bis 57 also apply to acts and omissions abroad where they concern (1) an issuer with seat in Germany, (2) financial instruments traded on a domestic organised market, MTF or OTF, or (3) investment services or ancillary services offered in Germany" }, "read_at": "2026-10-31T01:57:48Z", "pages_checked": [ "https://www.gesetze-im-internet.de/wphg/BJNR174910994.html", "https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance_ES.pdf", "https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf", "https://www.esma.europa.eu/esmas-activities/investors-and-issuers/investment-services-and-crowdfunding", "https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=celex:32014L0065", "https://www.bafin.de/EN/Homepage/homepage_node.html", "https://www.gesetze-im-internet.de/wphg/__80.html", "https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Produktueberwachungsanforderungen.html", "https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Produktueberwachungsanforderungen.pdf?__blob=publicationFile&v=3", "https://mcp.getissuer.ai/mcp" ], "source_url": "https://www.gesetze-im-internet.de/wphg/BJNR174910994.html", "source_date": "26.5.2026" }, { "name": "competent_authorities", "value": "Bundesanstalt fuer Finanzdienstleistungsaufsicht (BaFin) - Federal Financial Supervisory Authority", "read_at": "2026-10-23", "pages_checked": [ "https://www.bafin.de/EN/Homepage/homepage_node.html" ], "source_url": "https://www.bafin.de/EN/Homepage/homepage_node.html" }, { "name": "duty_map", "value": [ { "duty": "MiFID II product governance (Produktüberwachung)" } ], "read_at": "2026-10-30T21:17:22Z", "pages_checked": [ "https://mcp.getissuer.ai/mcp" ], "source_url": "https://mcp.getissuer.ai/mcp" }, { "name": "participant_categories", "value": "not_found", "read_at": "2026-10-31T01:57:48Z", "pages_checked": [ "https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance_ES.pdf", "https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf", "https://www.esma.europa.eu/esmas-activities/investors-and-issuers/investment-services-and-crowdfunding", "https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=celex:32014L0065", "https://www.bafin.de/EN/Homepage/homepage_node.html", "https://www.gesetze-im-internet.de/wphg/__80.html", "https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Produktueberwachungsanforderungen.html", "https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Produktueberwachungsanforderungen.pdf?__blob=publicationFile&v=3", "https://mcp.getissuer.ai/mcp", "https://www.gesetze-im-internet.de/wphg/BJNR174910994.html" ], "conflict": { "values": [ { "value": [ { "category": "Kleinanleger", "type": "client" }, { "category": "professioneller Kunde", "type": "client" }, { "category": "geeignete Gegenpartei", "type": "client" }, { "category": "Konzepteur", "type": "firm" }, { "category": "Vertreiber", "type": "firm" } ], "source_url": "https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Produktueberwachungsanforderungen.pdf?__blob=publicationFile&v=3", "quote": "Bei dieser Angabe sollte gemäß der MiFID II-Kundenkategorisierung „Kleinanleger\", „professioneller Kunde\" und/oder „geeignete Gegenpartei\" gewählt werden.", "source_date": "03/08/2023" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt explicitly supports the client categories (\"Kleinanleger\", \"professioneller Kunde\", \"geeignete Gegenpartei\") but does not mention the firm categories (\"Konzepteur\", \"Vertreiber\") ", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "product_categories", "value": "not_found", "read_at": "2026-10-31T01:57:48Z", "pages_checked": [ "https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance_ES.pdf", "https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf", "https://www.esma.europa.eu/esmas-activities/investors-and-issuers/investment-services-and-crowdfunding", "https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=celex:32014L0065", "https://www.bafin.de/EN/Homepage/homepage_node.html", "https://www.gesetze-im-internet.de/wphg/__80.html", "https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Produktueberwachungsanforderungen.html", "https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Produktueberwachungsanforderungen.pdf?__blob=publicationFile&v=3", "https://mcp.getissuer.ai/mcp", "https://www.gesetze-im-internet.de/wphg/BJNR174910994.html" ], "conflict": { "values": [ { "value": [ { "class": "Wertpapiere im Sinne des Absatzes 1" }, { "class": "Anteile an Investmentvermögen im Sinne des § 1 Absatz 1 des Kapitalanlagegesetzbuchs" }, { "class": "Geldmarktinstrumente im Sinne des Absatzes 2" }, { "class": "derivative Geschäfte im Sinne des Absatzes 3" }, { "class": "Emissionszertifikate" }, { "class": "Rechte auf Zeichnung von Wertpapieren" }, { "class": "Vermögensanlagen im Sinne des § 1 Absatz 2 des Vermögensanlagengesetzes", "exclusions": "Anteile an einer Genossenschaft im Sinne des § 1 des Genossenschaftsgesetzes sowie bestimmte Namensschuldverschreibungen" } ], "source_url": "https://www.gesetze-im-internet.de/wphg/BJNR174910994.html", "quote": "Finanzinstrumente im Sinne dieses Gesetzes sind 1. Wertpapiere im Sinne des Absatzes 1, 2. Anteile an Investmentvermögen im Sinne des § 1 Absatz 1 des Kapitalanlagegesetzbuchs, 3. Geldmarktinstrumente im Sinne des Absatzes 2", "source_date": "26.5.2026" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt supports most of the claimed classes (e.g., Wertpapiere, Anteile an Investmentvermögen, Geldmarktinstrumente, derivative Geschäfte, Emissionszertifikate, Rechte auf Zeichnung von ", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "issuer_and_listing_scope", "value": { "domicile": "Emittent mit Sitz im Inland", "listing": "Finanzinstrumente, die an einem inländischen organisierten Markt, einem inländischen multilateralen Handelssystem oder einem inländischen organisierten Handelssystem gehandelt werden" }, "read_at": "2026-10-31T01:57:48Z", "pages_checked": [ "https://www.gesetze-im-internet.de/wphg/BJNR174910994.html", "https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance_ES.pdf", "https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf", "https://www.esma.europa.eu/esmas-activities/investors-and-issuers/investment-services-and-crowdfunding", "https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=celex:32014L0065", "https://www.bafin.de/EN/Homepage/homepage_node.html", "https://www.gesetze-im-internet.de/wphg/__80.html", "https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Produktueberwachungsanforderungen.html", "https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Produktueberwachungsanforderungen.pdf?__blob=publicationFile&v=3", "https://mcp.getissuer.ai/mcp" ], "source_url": "https://www.gesetze-im-internet.de/wphg/BJNR174910994.html", "source_date": "26.5.2026" }, { "name": "exchanges_and_venues", "value": [ { "name": "Frankfurter Wertpapierboerse (FWB) - Xetra and Boerse Frankfurt", "listings_page": "https://www.cashmarket.deutsche-boerse.com/cash-en/trading/trading-calendar-and-trading-hours" } ], "read_at": "2026-10-23", "pages_checked": [ "https://www.cashmarket.deutsche-boerse.com/cash-en/trading/trading-calendar-and-trading-hours" ], "source_url": "https://www.cashmarket.deutsche-boerse.com/cash-en/trading/trading-calendar-and-trading-hours" }, { "name": "information_stores", "value": "Unternehmensregister (Company Register) - Kapitalmarkt section; WpHG s.114/s.115 require annual and half-year reports to be transmitted to the body keeping the Unternehmensregister", "read_at": "2026-10-23", "pages_checked": [ "https://www.unternehmensregister.de/de/suche/kapitalmarktinformationen", "https://www.gesetze-im-internet.de/wphg/__114.html" ], "source_url": "https://www.unternehmensregister.de/de/suche/kapitalmarktinformationen", "conflict": { "values": [ { "value": [ { "name": "Unternehmensregister", "description": "Die zentrale Plattform zu Unternehmensdaten", "content": "Mitteilungen von Emittenten an das Unternehmensregister zu Insiderinformationen, Eigengeschäften von Führungskräften, Herkunftsstaat, Stimmrechtsmitteilungen, Wertpapiererwerb und Übernahme, Prospekten/Hinweisen, Sonstigen Kapitalmarktinformationen sowie weitere Veröffentlichungen aus dem Bundesanzeiger zu Wertpapieren" } ], "source_url": "https://www.unternehmensregister.de/de/suche/kapitalmarktinformationen", "quote": "In diesem Teil finden Sie Mitteilungen von Emittenten an das Unternehmensregister zu Insiderinformationen, Eigengeschäften von Führungskräften, Herkunftsstaat, Stimmrechtsmitteilungen, Wertpapiererwerb und Übernahme", "source_date": null } ], "reason": "review UNSUPPORTED: SUPPORTED, The page excerpt explicitly lists all the content categories mentioned in the claimed value, including the additional details like \"Prospekten/Hinweisen\" and \"Sonstige Kapitalmarktinformati", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "store_lookup", "value": "Unternehmensregister capital-market search: company name, seat, register number, Suchbegriff, ISIN, WKN, publication type, language, period", "read_at": "2026-10-23", "pages_checked": [ "https://www.unternehmensregister.de/de/suche/kapitalmarktinformationen" ], "source_url": "https://www.unternehmensregister.de/de/suche/kapitalmarktinformationen" }, { "name": "periodic_reporting", "value": [ { "report": "Annual financial report (WpHG s.114(1))", "deadline": "spaetestens vier Monate nach Ablauf eines jeden Geschaeftsjahrs (at the latest four months after the end of each financial year)" }, { "report": "Half-year financial report (WpHG s.115(1))", "deadline": "unverzueglich, spaetestens drei Monate nach Ablauf des Berichtszeitraums (without delay, at the latest three months after the end of the reporting period)" } ], "read_at": "2026-10-23", "pages_checked": [ "https://www.gesetze-im-internet.de/wphg/__114.html", "https://www.gesetze-im-internet.de/wphg/__115.html" ], "source_url": "https://www.gesetze-im-internet.de/wphg/__114.html", "conflict": { "values": [ { "value": [ { "duty": "Jahresfinanzbericht (§ 114 WpHG)", "who": "Unternehmen, das als Inlandsemittent Wertpapiere begibt", "deadline": "spätestens vier Monate nach Ablauf eines jeden Geschäftsjahrs", "exception": "wenn es nicht nach den handelsrechtlichen Vorschriften zur Offenlegung der in Absatz 2 Nummer 1 bis 3 genannten Rechnungslegungsunterlagen verpflichtet ist", "submission": "Übermittlung an die das Unternehmensregister führende Stelle zur Einstellung in das Unternehmensregister und zur Weiterleitung an das zentrale europäische Zugangsportal" }, { "duty": "Halbjahresfinanzbericht (§ 115 WpHG)", "who": "Unternehmen, das als Inlandsemittent Aktien oder Schuldtitel im Sinne des § 2 Absatz 1 begibt", "deadline": "unverzüglich, spätestens drei Monate nach Ablauf des Berichtszeitraums", "period": "die ersten sechs Monate eines jeden Geschäftsjahrs" } ], "source_url": "https://www.gesetze-im-internet.de/wphg/__114.html", "quote": "zu erstellen und spätestens vier Monate nach Ablauf eines jeden Geschäftsjahrs der Öffentlichkeit zur Verfügung zu stellen, wenn es nicht nach den handelsrechtlichen Vorschriften zur Offenlegung der in Absatz 2 Nummer 1 bis 3 genannten Rechnungslegungsunterlagen verpflichtet ist", "source_date": null } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt supports most of the claimed value for the \"Jahresfinanzbericht\" (e.g., deadline, exception, and submission details), but it does not fully confirm the submission process (e.g., \"", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "ad_hoc_disclosure", "value": "Art. 17 MAR; under WpHG s.26(1) a Inlandsemittent / MTF-Emittent / OTF-Emittent obliged to publish inside information under Art. 17(1),(7),(8) MAR must notify BaFin after publication; delayed disclosure (Art. 17(4)) notified to BaFin immediately after publication", "read_at": "2026-10-23", "pages_checked": [ "https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/adhoc/adhoc_node.html" ], "source_url": "https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/adhoc/adhoc_node.html" }, { "name": "filing_formats", "value": "WpHG s.114(1): Jahresfinanzbericht to be prepared per Delegated Regulation (EU) 2019/815 (single electronic reporting format, ESEF)", "read_at": "2026-10-23", "pages_checked": [ "https://www.gesetze-im-internet.de/wphg/__114.html" ], "source_url": "https://www.gesetze-im-internet.de/wphg/__114.html" }, { "name": "filing_languages", "value": "not_found", "read_at": "2026-10-31T02:00:41Z", "pages_checked": [ "https://www.unternehmensregister.de/de/suche/kapitalmarktinformationen", "https://www.gesetze-im-internet.de/wphg/__114.html", "https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf", "https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=celex:32014L0065", "https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance_ES.pdf", "https://www.esma.europa.eu/document/guidelines-mifid-ii-product-governance-requirements", "https://www.gesetze-im-internet.de/wphg/__115.html", "https://www.esma.europa.eu/publications-and-data/interactive-single-rulebook/mifid-ii", "https://eur-lex.europa.eu/legal-content/EN/NIM/?uri=CELEX:32004L0039", "https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/adhoc/adhoc_node.html" ] }, { "name": "prospectus_regime", "value": "not_found", "read_at": "2026-10-31T02:00:41Z", "pages_checked": [ "https://www.unternehmensregister.de/de/suche/kapitalmarktinformationen", "https://www.gesetze-im-internet.de/wphg/__114.html", "https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf", "https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=celex:32014L0065", "https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance_ES.pdf", "https://www.esma.europa.eu/document/guidelines-mifid-ii-product-governance-requirements", "https://www.gesetze-im-internet.de/wphg/__115.html", "https://www.esma.europa.eu/publications-and-data/interactive-single-rulebook/mifid-ii", "https://eur-lex.europa.eu/legal-content/EN/NIM/?uri=CELEX:32004L0039", "https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/adhoc/adhoc_node.html" ] }, { "name": "product_disclosures", "value": "not_found", "read_at": "2026-10-31T02:00:41Z", "pages_checked": [ "https://www.unternehmensregister.de/de/suche/kapitalmarktinformationen", "https://www.gesetze-im-internet.de/wphg/__114.html", "https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf", "https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=celex:32014L0065", "https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance_ES.pdf", "https://www.esma.europa.eu/document/guidelines-mifid-ii-product-governance-requirements", "https://www.gesetze-im-internet.de/wphg/__115.html", "https://www.esma.europa.eu/publications-and-data/interactive-single-rulebook/mifid-ii", "https://eur-lex.europa.eu/legal-content/EN/NIM/?uri=CELEX:32004L0039", "https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/adhoc/adhoc_node.html" ] }, { "name": "takeover_regime", "value": "not_found", "read_at": "2026-10-31T02:00:41Z", "pages_checked": [ "https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance_ES.pdf", "https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf", "https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=celex:32014L0065", "https://www.esma.europa.eu/publications-and-data/interactive-single-rulebook/mifid-ii", "https://www.gesetze-im-internet.de/wphg/__43.html", "https://www.gesetze-im-internet.de/wphg/BJNR174910994.html", "https://www.gesetze-im-internet.de/wphg/", "https://www.gesetze-im-internet.de/wphg/__33.html", "https://www.gesetze-im-internet.de/wphg/__80.html", "https://eur-lex.europa.eu/legal-content/en/ALL/?uri=celex:32014L0065" ] }, { "name": "ownership_reporting", "value": "not_found", "read_at": "2026-10-31T01:59:01Z", "pages_checked": [ "https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance_ES.pdf", "https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf", "https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=celex:32014L0065", 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"https://www.gesetze-im-internet.de/wphg/__43.html", "https://www.gesetze-im-internet.de/wphg/BJNR174910994.html", "https://www.gesetze-im-internet.de/wphg/", "https://www.gesetze-im-internet.de/wphg/__33.html", "https://www.gesetze-im-internet.de/wphg/__80.html", "https://eur-lex.europa.eu/legal-content/en/ALL/?uri=celex:32014L0065" ] }, { "name": "market_abuse", "value": [ { "provision": "§ 1 Abs. 1 Nr. 3 WpHG", "scope": "das marktmissbräuchliche Verhalten im börslichen und außerbörslichen Handel mit Finanzinstrumenten" }, { "provision": "Abschnitt 3 WpHG", "title": "Marktmissbrauchsüberwachung" } ], "read_at": "2026-10-31T01:57:48Z", "pages_checked": [ "https://www.gesetze-im-internet.de/wphg/BJNR174910994.html", "https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance_ES.pdf", "https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf", 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"reason": "review PARTIAL: PARTIAL\n\nThe excerpt lists **§ 73 WpHG** (\"Aussetzung des Handels und Ausschluss von Finanzinstrumenten\") as part of the document, confirming its existence and title. However, the other claimed provis", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "market_calendar", "value": "Deutsche Boerse trading calendar: lists non-trading days at Frankfurter Wertpapierboerse (Xetra and Boerse Frankfurt) for 2026-2032 (e.g. New Year's Day, Good Friday 3 Apr 2026)", "read_at": "2026-10-23", "pages_checked": [ "https://www.cashmarket.deutsche-boerse.com/cash-en/trading/trading-calendar-and-trading-hours" ], "source_url": "https://www.cashmarket.deutsche-boerse.com/cash-en/trading/trading-calendar-and-trading-hours" }, { "name": "halts_sources", "value": "Xetra MiFID II Trading Suspensions page (suspensions, removals, lifted suspensions)", "read_at": "2026-10-23", "pages_checked": [ "https://www.xetra.com/xetra-en/newsroom/mifid-ii-releases" ], "source_url": "https://www.xetra.com/xetra-en/newsroom/mifid-ii-releases" }, { "name": "identifiers", "value": "not_found", "read_at": "2026-10-31T02:00:42Z", "pages_checked": [ 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"lei_requirements", "value": "LEI = unique 20-character alphanumeric code, ISO 17442 (GLEIF); GLEIF page states no general who-must-hold rule", "read_at": "2026-10-23", "pages_checked": [ "https://www.gleif.org/en/about-lei/introducing-the-legal-entity-identifier-lei" ], "source_url": "https://www.gleif.org/en/about-lei/introducing-the-legal-entity-identifier-lei" }, { "name": "settlement", "value": "not_found", "read_at": "2026-10-31T01:59:37Z", "pages_checked": [ "https://anna-web.org/identifiers/", "https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Produktueberwachungsanforderungen.html", "https://www.bafin.de/SharedDocs/Downloads/DE/Konsultation/2025/dl_kon_12_2025_Anhoerung_vor_Erlass_einer_Produktinterventionsmassnahme.pdf?__blob=publicationFile&v=1", "https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Konsultation/2025/anh_01_2025_Anhoerung_vor_Erlass_einer_Produktinterventionsmassnahme.html", 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"source_url": "https://www.esma.europa.eu/press-news/esma-news/one-year-go-t1-settlement-regulatory-framework-complete-now-lets-make-it", "quote": "The European Union (EU) will switch to T+1 settlement on 11 October 2027.", "source_date": "16/10/2026" } ], "reason": "review UNSUPPORTED: SUPPORTED, The excerpt explicitly confirms the EU's T+1 settlement transition date (11 October 2027) and the interim deadline (7 December 2026) for investment firms and clients.", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "clearing_and_custody", "value": "not_found", "read_at": "2026-10-31T02:00:43Z", "pages_checked": [ "https://anna-web.org/identifiers/", "https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Produktueberwachungsanforderungen.html", "https://www.bafin.de/SharedDocs/Downloads/DE/Konsultation/2025/dl_kon_12_2025_Anhoerung_vor_Erlass_einer_Produktinterventionsmassnahme.pdf?__blob=publicationFile&v=1", 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categories (\"Konzepteur\", \"Vertreiber\") ", "product_categories": "review PARTIAL: PARTIAL\n\nThe excerpt supports most of the claimed classes (e.g., Wertpapiere, Anteile an Investmentvermögen, Geldmarktinstrumente, derivative Geschäfte, Emissionszertifikate, Rechte auf Zeichnung von ", "issuer_and_listing_scope": "verified · date on-page (reader)", "exchanges_and_venues": "not stated on the pages read", "information_stores": "review UNSUPPORTED: SUPPORTED, The page excerpt explicitly lists all the content categories mentioned in the claimed value, including the additional details like \"Prospekten/Hinweisen\" and \"Sonstige Kapitalmarktinformati", "store_lookup": "verified but undated — the source bears no date (order: source_date or not_found)", "periodic_reporting": "review PARTIAL: PARTIAL\n\nThe excerpt supports most of the claimed value for the \"Jahresfinanzbericht\" (e.g., deadline, exception, and submission details), but it does not fully confirm the submission process 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